Indigenous municipalities in Ecuador and Bolivia:

transnational connections and exclusionary political cultures

 

Paper prepared for the workshop

“Beyond the lost decade: indigenous movements and the transformation of development and democracy in Latin America” University of Princeton, 2-3 March 2001

 

Sarah A. Radcliffe,

Department of Geography, University of Cambridge,

Cambridge CB2 3EN, UK

sar23@cam.ac.uk

 

 

I   Introduction

            In Andean Latin America, profound political changes are currently occurring under neo-liberal precepts, including “rural municipalization”, that is, the inclusion of rural areas and their populations under the remit of newly-formed municipalities. Simultaneously, neo-liberal development reforms concerned with social capital, legislation to increase the electoral voice of previously excluded groups as well as intensified rural-urban connections occur. These changes reconfigure the spaces of politics away from a core metropolitan centralized state, to a “municipalized” and putatively more participatory state. State reforms have aimed to redistribute resources to non-metropolitan (often rural) populations. However, power and resources remain tied to exclusionary political cultures and social divisions that undermine efforts by states and transnational agencies to increase opportunity and participation.

Ecuadorian municipalities led by indigenous mayors or with a number of indigenous elected officials – what I call in shorthand here indigenous municipalities - represent the construction of a politics contesting the exclusion of indigenous peoples from formal politics. However, these municipalities continue to operate within a highly fractured and weak central state, an international policy field concerned with “indigenous affairs”, and an informal political culture that marginalizes indigenous and female subjects. In developing my argument, I consider the transformations in provincial municipalities, their political procedures and cultures through which they organize relations between subjects, places and spaces. I suggest that the legitimacy of municipal authorities arose out of their electoral strengths in areas where indigenous electorates have a choice of candidates, but that the operation of political authority in office remains difficult for indigenous male and female leaders, due to persistent cultural values around politics and seniority.

In Latin America, it can be argued, citizenship no longer entails a direct – if highly problematic and often nationalistic – engagement with a strongly centralized state (see, among others, Joseph and Nugent 1994). Rather, meaningful political activism and representation occurs through local state administrations, local and civil associations, and through engagement with non-governmental organizations (NGOs) and quasi-governmental agencies. These political institutions now oversee services, development funds, education and other elements of civil life that previously fell under the remit of an uneven central state (cf.. Van Cott 2000b; Reilly 1995; Morris 1992). Such re-scaling of politics owes much of the power of its rhetoric and practice to transnational neo-liberal interventions and agendas. The current phase of neo-liberal development places a heavy emphasis on participatory planning, while both neo-liberals and their critics promote “social capital” as the missing ingredient in successful “good governance” or participatory development. These themes can be examined and elaborated in light of the emergence of “innovative municipalities” in Ecuador and Bolivia[1].

Political cultures that exclude particular groups from decision-making and authority positions are embedded in quotidian lives and so taken for granted that they are often implicit in agenda setting and the formation of political constituencies. However, it is these political cultures that must be taken into account in analyzing decentralized urban politics. Cases of indigenous and female representation are examined here as windows onto prevailing political cultures.

Indigenous peoples have long been excluded from formal and informal criteria of citizenship[2] in much of Central and South America, so their emergence into the political life challenges ideas of citizenship as well as the state (Van Cott 1994, 2000b); (Yashar 1999). Bursting on to the political scene from the 1980s, particularly in the wake of the “500 years of resistance” campaign culminating in 1992, indigenous peoples have offered an anti-colonial and democratizing imaginary and discourse[3]. Indigenous people in many countries have organized politically on an unprecedented scale, and have shifted the political agendas of their respective countries[4]. Not only have these subaltern groups entered central state politics over recent years[5], but they have also challenged exclusionary political cultures, demanding spaces for autonomy, cultural renovation, and the reconstitution of indigenous “nationalities” and “peoples”[6]. As Deborah Yashar notes, “ethnic movements, in particular, have come increasingly to contest the foundations and contours of contemporary democratic practices and secure political autonomy” (Yashar 1999: 1). The indigenous movement has challenged the formal articulation of citizenship and remit of the state, by building from a broad-based social movement into a political movement. These factors necessarily entail profound implications for previously marginal groups’ political participation, and the administration of development (Kearney 1996).

 

In the first section of the paper, I outline recent changes in neo-liberal development theory and decentralization legislation in the Andean countries. This leads to a discussion of how the agendas of social participation and neo-liberal development have been brought together in Ecuador and Bolivia[7]. I focus on how municipalities have gained powers, political constituencies and international connections that result in distinct – and in many ways, unprecedented – social and spatial formations. In the third and fourth sections of the paper, I examine the patterns of inclusion generated by legislative and constitutional change, before turning to the enduring exclusionary cultural politics in the emerging political spaces. The conclusions address questions of reconfigurations of urban political rules and cultures in light of the experience of Andean indigenous municipalities.

 

II   Neoliberal development and decentralization: reconfiguring social capital and political constituencies

With return to formal electoral democracies and neo-liberal structural adjustment measures in the 1980s, two notable effects were felt in social formations and urban politics. On the one hand, more intensive rural-urban connections occurred[8], while in legislative provision, municipalization and decentralization were the buzz-words of the decade. Both contributed to the blurring of lines around previously taken-for-granted political spaces and designated subjects.

Decentralization is the modish pattern of state reform in Latin America, where throughout the region the number of municipalities has increased compared with a decline in Europe. From 13,000 in the early 1990s, municipalities in the region now number around 16,000 (Arboleda and Rodriguez 1993; Carrión 1998). Within the social development agenda, decentralization is promoted as a means of social participation and efficiency[9]. While seeking to increase levels of transparency and participation, decentralization fulfills international donor demands for accountability, although of course with the necessary correlate of reductions of core state promotion of local and regional development (Coraggio 1998). Whether in terms of federalism, de-concentration or municipalities, decentralization represents a key administrative plank of neo-liberal reforms. A World Bank director of such programmes argues that the benefits of decentralization and democratization bring infrastructure and social investment to remote councils and communities (Davis 2000: 20).

This has had a number of inter-related consequences for the nature of politics and society-state interactions in Latin America. In the historically centralized Andean states, recent policy emphases on municipalities and regionalization grant ostensibly greater degrees of local autonomy (Morris 1992). Arguably, historic rural-urban distinctions were minimized by the extension of (urban) municipal models of representation, which led to a re-scaling of political activity and decision-making, while re-casting constituencies and subjects. Nevertheless, national differences in the design and operation of municipal decentralization reveal distinctive informal political processes and cultures that shape the opportunities for marginal populations’ political representation in these new urban polities.

Legislative provision for greater decentralization of government has been contextualized by three additional factors,

·         First, the roll-back of the central state and the “NGO-ization” of Andean society; and

·         Second, the emergence of a “development with identity” paradigm to include indigenous peoples

·         Third, the engagement of international development theory and practice in social development concerns and municipalities.

(1)    With budget cutbacks, state activities have shifted to private and NGO sectors, arguably more spatially uneven in distribution and take-up (Bebbington 1997; Arce 2000). Boundaries between state and non-state actors shifted as states distributed functions to private sector providers. NGOs and foreign funding organizations represent a strategic and highly significant ally in development policy and implementation. Moreover, the creation of hybrid development institutions[10] has brought in diverse actors from radical anti-statist NGO employees, to international agencies through to reformed government ministries (Radcliffe 2001).

(2)        An additional significant factor contributing to the transformation of political spaces and constituencies is the realignment of international development discourse to issues of social capital, and specifically a focus on indigenous peoples in the emergent field of “development with identity”. Viewing indigenous people contradictorily as embodying both social capital and poverty (Davis 2000), a focus on social difference has brought ethnic difference to the fore in multilateral and bilateral agencies. Multilateral social development discourse highlights the need to moderate extreme neo-liberalism, while acknowledging the contribution of anthropology and social science in uncovering social exclusions and recuperating (and building on) social capital. The realignment of development discourse around transversal themes of gender, ethnicity-race, age and generation has gained wide currency within NGOs, multilaterals and states as a language and practice through which to bring about greater participation. Drawing on NGO 1980s experience of grassroots development activities, international agencies’ agenda was seen to be achieved by “bottom-up” development with recognition of ethnicity, gender and generation. International and multilateral agencies consequently offer technical and financial support to municipalities and other urban authorities, engaging with diverse civil, political and development-related actors[11]. In Ecuador, the indigenous and Afro-Ecuadorian development project (Prodepine[12]) operates through highly autonomous regional offices to recuperate and consolidate indigenous and black populations’ social capital, in order to raise their standard of living (van Nieuwkoop and Uquillas 2000; Fieldnotes 2000; Project interviews with Prodepine officials in Quito, Cuenca, Ibarra, 2000).

In summary, the nature of politics and subject-state-space relations in Andean Latin America has been profoundly transformed in the past decade. With “NGO-ization” and growing transnationalism, places and political subjects are constituted through rapidly changing circuits and networks, generating new constituencies, interest groups and policy. Despite the contradictory effects of neo-liberalism and state reform in the Andes (and its contestation), the changes outlined introduce opportunities for social and political actors as well as closing them down. Moreover, rather than being exclusively about macroeconomic reform and “globalization”, neo-liberal development in the Andes has introduced an association between neo-liberal development and local communities, however contradictory in its effects.

 

III    Municipalities in Ecuador and Bolivia: Participation with neo-liberalism?

            Numerous Andean countries have recently undergone constitutional reform. In all but Peru, legislative reform placed decentralization and multicultural rights in a central and visible position (see Figure 1). Municipal decentralization takes place within an inter-national exchange of information, supported and financed by multilateral and bilateral development agencies. While designing its decentralization policy in 1994, Bolivia’s neo-liberal government was informed by previous experiences of municipal reform in Colombia, Peru, Argentina, Chile and Mexico. The World Bank, Inter-American Development Bank, the UN Development Program as well as various European and North American bilateral programmes were involved in the formulation and implementation of the 1995 reforms. Due to distinctive national histories and pacts between power groups, Ecuador and Bolivia’s municipal reforms share many elements such as the goal of increased participation, while differing on other counts. Put simply, the Bolivian reform was highly directive and formal whereas the Ecuadorian experience was considerably more ad hoc, leaving political spaces and opportunities for social actors.

In Bolivia, a robustly centralized state responded to “localist sentiment” (Dunkerley 1998: 11) introducing reforms in local government finance, definition and management. When designing its “rural municipalization” law in 1994, the neo-liberal government drew upon Latin American experiences of municipal decentralization and direct assistance from multilaterals and bilaterals. Despite considerable department-level and indigenous opposition, the Law of Popular Participation created over 300 new municipalities, as well as distributing revenue from the central state, to administer health, education and other local services. Of the 313 current municipalities, just under two-thirds (183) had not received resources previously (Albó 2000). Between 1990 and 1996, municipal budgets jumped from $22 million to over $150 million (Dunkerley 1998), reaching 35% of public investment in 1995 (Van Cott 2000b: 181-2)[13]. More monies were provided to Bolivian municipalities than their Ecuadorian counterparts (20% of federal resources, compared with 15%) (Brysk 2000: 259)[14], and Bolivian municipalities were more subject to government-defined structures. For example, provision for the comités de vigilancia (oversight committees) was defined in the 1994 Bolivian legislation, whereas equivalent Ecuadorian bodies were established on the initiative of indigenous municipal officials[15] (Van Cott 2000b: 156, 171-73). As part of wider neo-liberal reforms, the participatory impulse was more explicit in Bolivian government rhetoric than Ecuador, aiming to bring about political participation and the integration of previously excluded populations into decision-making from the top down.

The expansion of local government accelerated in Ecuador during the 1980s. Decentralization and participation are propounded in the 1998 Ecuadorian Constitution as integral to the character of the state (Ortiz Crespo 1999). New cantons (administrative units, between provinces and parishes in descending size) were created, and rural and urban populations incorporated into municipal governments, giving a total of 218 municipalities for a population of some 12 million (Torres 1999a: 15,30)[16]. A series of laws through the mid- to late 1990s clarified the functions and management of sectional authorities, most recently in 1998[17]. Municipalities were awarded considerable freedom to work in areas considered convenient or appropriate, such as rural development, natural resource protection, production and so on (Carrión 1998:75). Flexibility in creating civilian oversight committees has already been mentioned.

Following a more general contrast between the two Andean countries, Ecuadorian social movements have managed to carry through a pro-development agenda to a greater extent than in Bolivia (cf. Andolina 1999). Social development has been incorporated into municipal politics, perhaps to a greater extent than in Bolivia, an aspect seized upon by Ecuadorian indigenous leaders plugged into transnational development networks. Despite the incorporation of social development concerns, Ecuadorian municipalities are constrained by limited reforms of central state administration and lack of progress in introducing alternative territorial autonomous systems (I return to this in the conclusions) (Carrión 1998: 80). 

From the perspective of municipalities themselves, reforms reconfigure local politics in unprecedented ways, permitting political inclusion. In the next section, I examine how inputs from transnational agendas, social movements and free market principles have facilitated a politics of inclusion of indigenous peoples into municipal politics over the past decade. My focus is the processes giving rise to indigenous-led municipalities in Ecuador, and their rural counterparts in Bolivia. Given the increased electoral presence of indigenous local government representatives in Ecuador and Bolivia, what opportunities arise for incorporating indigenous political demands into municipal agendas? To what extent do multilateral agencies’ construction of – and policy-making for – indigenous populations constrain or enable indigenous agendas?

 

IV     The politics of inclusion: Indigenous municipalities in Ecuador and Bolivia

Working with technical support from international and national NGOs, some 20 municipalities in Ecuador and a number in Bolivia[18] have expanded their (historically restricted) remit to include a goal of participatory, sustainable long-term development that rests upon the interconnectivity of rural and urban areas. The resultant “wave of municipal renovation” refers to rising numbers of better-funded local governments, as well as new goals of participatory interaction with civil society in the formulation of development plans. The case of Ecuador provides the bulk of information in this section, complemented by a brief comparison with Bolivia.

            With the expansion of Ecuador’s cantonal government through the 1980s, that is before decentralization reforms, rural and urban popular organizations – church, indigenous, neighborhood or low-income associations and social movements – established representatives in municipal governments as individual councillors. Through the 1990s however, after reforms, base organizations increased their electoral gains, achieving overall control of municipal councils and mayorships. The national indigenous confederation CONAIE steadily gained authority and a voice in public opinion (Selverston 1994). The formation of a political party, MUPP-Nuevo Pais, – known as Pachacutik – meant that indigenous from CONAIE and other popular organizations contested in elections on the basis of a shared agenda for the first time (Andolina 1999). Pachacutik contested congressional and municipal elections in 1996, congressional elections in 1998, and the municipal elections in May 2000 (Muñoz 1999). The latest municipal elections represented a political victory for the indigenous-social movement, because of its participation in the dismissal of President Jamil Mahuad on 21 January 2000. Pachacutik won 5 prefectures as well as 23 mayorships (of 215 in total), mostly concentrated in the highland and Amazon areas[19]. The mayorships of Cotacachi (Imbambura province) and Guamote (Chimborazo province) stayed in indigenous hands, while new indigenous leaders emerged in Guaranda municipality, and the prefecture of Cotopaxi[20] and other indigenous representatives in various different local elections (see Figure 2, showing Pachacutik gains by province).

            In my argument, I suggest that four processes are key in shaping the emergence of an inclusionary politics of municipal provincial government in Ecuador, namely the addition of development agendas to local governments’ remit; transnational connections; multiculturalism; and alliances between previously autonomous sectors. Although these issues overlap and are mutually influential, I address them in turn.

 

a)      Introduction of development agendas to municipal concerns: Historically, municipalities have been concerned with social infrastructure and amenities, using meagre budgets. Ecuadorian local government retains an open definition of its operation, an ambiguity that added local development to municipal agendas. The historic chronic under-funding of provincial and rural areas in previous “developmentalist” decades highlights the urgency of local development in many rural and urban areas. The 1993 Ecuadorian municipal law gave local governments the right to prepare development plans, although these were often biased towards urban development (Arboleda 1993). The Pachacutik party has long recommended an extension of municipal concerns into the development field. The international agencies’ social participation agenda thus dovetailed neatly with indigenous demands for a greater say in development arenas from which they had long been excluded. Indigenous mayors and municipalities often represent some of the poorest areas of the country, and find themselves at the forefront of preparing local development policies. Consultative workshops with a wide range of citizen groups are used to gain a picture of what is most urgently requested by communities. On the basis of this, participatory diagnostic studies, as they are termed, are converted into outline local development plans. For example, in Cotacachi province, the indigenous mayor Auki Tituaña oversaw the conversion of a participatory diagnostic into a development plan (Muñoz 1999: 45). In Guamote, an 18-month participatory workshop defined development goals and means, led by the indigenous mayor but involving local associations and over 4,000 local people (Interview with Dávila, 2000). The goal of economic development has prompted alternative development ideas (Bebbington and Carrasco 1993). While certain areas have managed to capitalize on skills and trading networks, others rely upon small-scale productive projects, “alternative tourism” (as in Guamote), or cultural events (Interviews with Prodepine staff, 2000). Indigenous-controlled regions largely remain outside circuits of international capital investment (Martinez 1999) resulting in problems of market access and commercialization, despite ambitious goals of linking up with “globalized alternative circuits” (Torres 1999a). (eg. organic produce marketing, fair trade opportunities). The Prodepine project, funded by the Ecuadorian government and the World Bank, makes diagnostic studies a requirement in funding.

Implementation of development policies relies upon the mobilization of resources from within and outside the local authority in order to put it into operation. Given their histories of community activism and development sector of NGOs and agencies, mayors and councillors often come into office having built up a range of contacts among sympathetic NGOs, development agencies and “think tanks”. It is at this stage that municipalities look to transnational networks and NGOs to assist in the execution of their development plans. Even with 15% of state resources, municipalities wishing to practice “development with identity” must look to various initiatives. The Quichua peoples confederation of Ecuador, ECUARUNARI, made funding proposals to multilateral and NGO agencies, and has facilitated exchange meetings with NGOs and their networks (Muñoz 1999): 48), while the ECUARUNARI women’s training college gained funds from UNIFEM (Interview with Chuma, 2000). In Cotocachi, exchanges with the municipality of Pasto, Colombia, provided other set of contacts (Muñoz 1999: 50).

 

b)      Transnational connections Indigenous (and some non-indigenous) municipalities in Ecuador operate within a transnational space of policy-formulation, resource distribution, and discourses around participatory democracy. One review of Ecuador’s local development agenda identified at least 8 NGOs and bilateral agencies with a specific interest in the theme (Torres 1999a: 28-29)[21]. Northern European monies are often directly associated with municipal questions and local democracies (perhaps reflecting the countries’ own experiences (Torres 1999a: 28). Combining agendas of capacity-building and institutional strengthening, international NGOs and bilateral development agencies are in a good position to support municipal participatory planning and local development. The types of funding programmes through which transnational actors support the municipalities vary considerably, although their emphasis is largely focussed on institutional strengthening and building social capital. Municipalities in Ecuador controlled by the centre-left, and especially those associated with a strong indigenous presence, attract a disproportionate amount of attention from international development agencies and international NGOs. Signifying prestige and power, such relationships entrain applications for development funds that extend and diversify municipalities’ actions.

For example, the internationally-funded NGO Terranova supported the creation of a team of bilingual Quichua-Spanish promoters to work in workshops with groups of up to 200 local people in development plans for Saquisilí and Cotacachi (Interview with Dávila, 2000). Completion of local development plans, especially involving high degrees of participatory consultations is followed by offers of funding from international and national agencies, raising expectations and causing problems of coordination between agencies (ibid.). The RIAD (InterAmerican Network for Agriculture and Democracy) network of NGOs has worked since 1996 on themes of indigenous organization and local authorities in Ecuador, seeing a confluence between the decentralization perspective and citizenship participation in local governments (Interview with Larrea, 2000). Similarly since 1981, the German bilateral agency GTZ has been involved in municipal strengthening via the AME[22], while the Norwegian bilateral cooperation agency APN funds various Ecuadorian NGOs working with municipal democracy and development (Interviews with IEE, GTZ, APN, 2000). The Danish NGO IBIS works with the indigenous confederation CONAIE on its construction of a pluri-national state, especially via local governments including Cotacachi and Suscal (Interview with Cevallos, 2000). Such transnational connections result in increased policy options available to indigenous municipalities through greater exchanges of information[23]. Transnational agency and NGO involvement in municipal affairs illustrates a wider process of synergy between elements of a neo-liberal social participation theory and policy, together with an indigenous affairs network.

 

 

 

c)      Discourses and practices of multicultural politics: Municipalities controlled or influenced by a popular social movement have been one of the few locations within which a multicultural practice can be attempted. As part of the indigenous agenda to diversify citizenship, multiculturalism and “interculturalism”[24] have a relatively long trajectory in indigenous politics in the Andes, challenging exclusionary national political cultures. Intercultural policies reaffirm elements of popular and indigenous cultures not previously accorded official recognition. In Cotocachi for example, a multicultural policy is followed, with funding of diverse religious, indigenous and popular festivals associated with a number of different ethnic groups (Ortiz Crespo 1999: 78). In other contexts, a more pro-indigenous policy is favored, in which indigenous mayors use an “ethnic discourse aimed at an affirmation of belonging and local identity” (ibid.). Cultural events and productions associated with indigenous culture have been funded by indigenous-controlled municipalities[25].

Interculturalism departs from a conception of multiethnic society working for “unity in diversity”[26]. Municipal government in predominantly indigenous or multiracial areas represents a test-bed for the practice of interculturalism, rather than as rhetoric. In a presentation on interculturalism, the indigenous mayor of Guamote – himself a former hacienda worker – argued that despite 500 years of oppression, there had to be a new dialogue and new forms of development (Interview with Dávila, 2000). Participatory methods of planning and municipal action can be one measure of intercultural practice, while the introduction of bilingual consultations is another.

From the multilateral agencies’ viewpoint, successful intercultural relations enhance social capital, and hence the building of other forms of capital (Portes and Landolt 2000). Transnational funders attribute variations in indigenous municipalities’ success to the extent of intercultural practice. In Cotocachi, interculturalism was perceived to be central, whereas in Suscal (a community additionally with a shorter history of indigenous control), a lack of engagement with mestizo residents contributed to more difficulties (Interview with Cevallos, 2000)[27]. Moreover in urban centres with ethnic-racial tensions, the prestige of ties to external agencies are ambivalent. The formerly dominant “white-mestizo” population often perceive indigenous-ness to be an advantage in gaining funds to benefit only the indigenous section of the population (Larrea 1999).

 

d)      Alliances between sectors. Indigenous controlled municipalities have introduced new forms of political organization in order to increase participation of civil society, to generate innovative policy proposals and to galvanize labor resources and goodwill. Owing much of a voluntary-aided participatory discourse, attempts to spread the costs of municipal workloads have galvanized a mix of old (“traditional” communal labor arrangements) and new (talking shops). Indigenous municipalities have been characterized by a high degree of coordination with other social sectors. Departing from an aim of enlarging citizen association, local governments have explicitly and deliberately attempted to move municipal-citizen relations away from patronage, towards more open and participatory relations (Torres 1999b). Rather than treating urban government as a fiefdom with clientelist potential, indigenous councillors and mayors have worked in concert with other social actors (Muñoz 1999). The organizations formed include cantonal assemblies, indigenous and popular parliaments, coordinating workshops (mesas de concertación), and amplified cabildos (rural community councils) (Torres 1999a: 21)[28]. Communal labour parties – mingas – provide much needed labor, although a market rationale has crept into such historically reciprocal arrangements: “nothing is free in Guamote; everything has its cost” (quoted in Torres 1999b: 99).

Galvanizing citizen contributions in combination with NGO and transnational resources provides the municipality with resources while furthering its goal of local development. Based on extensive networks, transnational groups in turn fund planning and participatory activities, assisting the municipality in its work. Guamote’s local ‘Parliament’ was funded by three internationally connected organizations. These comprised the Instituto de Estudios Ecuatorianos (IEE, Institute of Ecuadorian Studies, a national NGO funded by the Norwegian Bilateral Cooperation APN), Terra Nova (for technical assistance and events), and by the Latin America-wide Fondo Indígena for the systematization of experience (Interview with Larrea 2000; Torres 1999b: 104). Similarly in Saquisilí, a smorgasbord of NGOs and agencies became involved in funding diverse elements of the municipal programme, after the election in 1996 of an indigenous mayor, 2 councillors, and one provincial deputy[29], a process of cooperation that has continued in later years.

NGOs perceive such municipalities as agents and catalysts, able to practice development and politics in innovative ways (Interview with Larrea 2000; Larrea and Larrea 1999: 139). Although originating with a concern in urban democracy and citizenship, the NGOs were faced after the 1996 electoral gains by Pachacutik with the possibility of work with smaller and more ‘rural’ municipalities (Interviews with Larrea, Cevallos, 2000). As noted by a NGO representative,

“Now [1996], it was directly people from social organizations who took on candidacy and management responsibilities, so for us, these were important experiences that we privilege in our assistance [acompañamiento]”

Departing from a clearly defined urban agenda, NGO concerns become bound up with changing conceptions and organization of political spaces, “a more rural-urban problematic” in the words of one NGO representative. NGOs also perceive a change in their role vis-à-vis “beneficiaries”, as the municipal populations become active political subjects and NGOs their facilitators and trainers. NGOs provide pre-election training for political candidates, as do the indigenous federations.

 

As in Ecuador, Bolivian legislative reforms introducing rural municipalization and popular participation have resulted in a more inclusionary politics within rural and urban areas. Subjects who previously would not consider themselves as political representatives - such as indigenous, women and community leaders - could become political candidates, often for the first time (Lind 1997). Indigenous movement male representatives did well in the 1995 local elections. Under the 1994 legislation, there are two avenues to increase participation in municipal government that have particularly encouraged indigenous representation. Popular Participation legislation permitted populations to define their own socio-spatial administration on the basis of local associations, ethnicity or territory. Indigenous institutions can gain legal recognition permitting them to participate in municipal government (OTBs). Alternatively, indigenous settlements can form their own sub-units of municipal local government through the creation of indigenous municipal districts (Plant 1998: 25). The Indigenous Municipal Districts (DMIs, distritos municipales indígenas) are considered a crucial basis for indigenous development, covering 310 potential DMIs in nine departments (ibid.). Nevertheless, as the DMIs do not receive the full counterpart of municipal funds, they turn to international charities and organizations in broader transnational alliances[30]. Moreover in some early cases, local mayors were unwilling to relinquish funds granted to municipal districts to newly formed DMIs. In at least one lowland Bolivia case, central popular participation government officials lobbied mayors in the Chaco district, persuading them to accept indigenous districts.

In its consideration of wider structures of exclusion, the Popular Participation law brought in issues of gender-neutral language, promotion of gender equity, and the promotion of women’s participation in planning, at the insistence of feminist state officials (Van Cott 2000b: 162-3). Combining gender, ethnic and generational concerns in a governmental secretariat (SNAEGG), the Bolivian reform addressed social divisions as transversal themes in order to introduce socio-cultural sensitivity into development planning and administration, working with the German Technical Assistance (GTZ) (Paulson, 2000).

            Urban political reform legislation introduced by Andean neo-liberal regimes has increased the opportunities for indigenous populations to challenge the nature of political representation, drawing upon previous social movement experience and the resources brought to the region by the transnational agencies for development. The emergence of social movement politics around indigenous ethnic identity is consolidated by the convergence of neo-liberal social capital paradigms in an international “development with identity field”, with decentralizing moves undertaken by states. Development agendas and political participation are now embedded within the municipal governments of Ecuador and Bolivia to an unprecedented degree, and owe their emergence to a confluence of processes occurring at the international and national scales, and at the urban-rural interface.

 

V    The political cultures of exclusion: gender and ethnicity in municipalities

While the above section has emphasized the expansion of political spaces for previously marginalized subjects to find representation, access to decision-making and funds, this is not the whole story. Alongside the expansion of political opportunity lie exclusionary patterns of structure and behavior that limit participation and full control over decentralization resources. The Ecuadorian evidence (and preliminary Bolivian data) suggests that while decentralization has permitted the insertion of formerly excluded citizens into decision-making institutions, political cultures persist in making that access unequal and/or deny the specificity of subaltern groups. Just as in the case of the inclusionary legislation and transnational context, these exclusionary political cultures have their origins in the state and transnational contexts, as well as in the embodiments of racial and gendered hierarchies. I start by considering the exclusionary structures embedded within formal political rules and legislation by states and transnational actors; my concern is thus not to criticize failures in implementation of reforms, but rather to address the persistent symbols and values which shape legislation and its “blind spots”.

Funds and expertise flow according to the connections highlighted by the emerging “development with identity” field. Although legislation exists in order for indigenous groups to claim rights, access to such rights may depend upon the representations made of indigeneity. The Bolivian political culture surrounding pro-indigenous measures is one that relies mostly upon representations of indigenous-ness, rather than on established criteria, self-determination and/or self-identification (despite international law to the contrary). For those claiming an ethnic identity, international funds and assistance are forthcoming.

The relative isolation and poverty of the municipalities at times block wider coalitions. The new municipalities often lack the necessary institutional infrastructure and human skills to undertake the ambitious plans expected of them, while they are at times weighed down by bureaucracy (World Bank 1999). Bolivian municipal development plans (planes de desarrollo municipal, PDMs) have not matched indigenous requirements and methods of decision-making, resulting in a central state proposal for a 10 year Indigenous Peoples Development Plan (Plant 1998: 25; World Bank 1999), thereby undercutting the bottom-up rational of participatory development. There is also a tension around interculturalism, in which NGO sectors attempt to engage indigenous communities in wider political questions on the basis that their rights must be defended within these broader arenas. However, indigenous leaders have rejected this in favor working more specifically for their ethnically-defined constituencies and the priorities identified by these groups (Muñoz 1999: 45).         

            Efforts to include gender, ethnic and generational axes in the center of Bolivian municipal reforms have been noted, reflecting not only the institutionalization of social-difference paradigms into state infrastructures but also the problematic working out of contrasting models of gender, ethnicity or age. Drawing on a transnational gender-and-development paradigm, Bolivian feminist state officials managed to insert gender-neutral language, promotion of gender equity, and women’s participation in development into legislation (Van Cott 2000b: 162-3). However, lack of coordination between the Sub-Secretariats of gender and ethnicity hampered efforts to synthesize analysis, as modernist gender paradigms failed to mesh with the more ethnographic ethnic approach (Paulson and Calla 2000). In practice, the gender Sub-Secretariat focussed on female subjects, ignoring the complexities of masculinities (Calla 2000), while indian subjects were conflated with ethnicity (Paulson and Calla 2000). Moreover, lack of consultation with indigenous and peasant women meant that their concerns were not highlighted in legislation.

Embodiments of gendered and ethnically marked values shape the outcomes of contests over power and status. The interconnections of hierarchies of race-ethnicity, gender and class in determining social status and social interactions is by now relatively well-documented in Andean countries (see for example, Weismantel and Eisenman 1998; Wade 1997; Whitten 1981). Although lying outside official citizenship and rights, these cultural politics are deeply embedded in Latin American cultures and the associated dynamics of political action, constituencies and agendas ( Graham 1990; Radcliffe 1999; Stepan 1991). The persistent attribution of authority and legitimacy to subjects who are male, white-mestizo, bourgeois and urban has historically excluded groups of citizens such as women, indigenous, Afro-Latin Americans and others from candidature, election and decision-making.

In the Andes, male and female indigenous leaders face varying degrees of racism and discrimination from urban and predominantly mestizo (mixed race) groups. Comments about indigenous leaders make reference to their supposed primitiveness, ignorance and lack of hygiene (Larrea and Larrea 1999; Weismantel and Eisenman 1998). In Ecuador, constructions of indigenous masculinity vis-à-vis mestizo men reduce their authority through feminization of the indian, and the enhanced masculinization of other racial groups (Calla 2000). The legitimacy of male indigenous mayors is thereby affected, making them ethnically-marked and gendered in comparison with other elected officials. National political cultures delegitimizing male indigenous authority make subaltern local leaders less effective in galvanizing multi-ethnic support when faced with skeptical white-mestizo populations. In the case of one central Sierra mayor, the power of gendered ethnic political cultures forced a change in performance of mayoral power. The indigenous male mayor turned in his ‘indian’ poncho in favour of a three-piece suit, as well as the adoption of explicitly heterosexual masculine public behavior designed to associate himself with mestizo men (Larrea 1999). The performance of a legitimate and authoritative masculinity led to the re-embodiment of the mayor. In an example of what Diane Nelson terms “ethnic transvestism” (Nelson 1999), the indigenous mayor became both more macho and more mestizo, in a public display designed to overcome (mestizo) resistance in a divided community[31].

Value-laden responses to gendered and racialized embodiments curtail women’s – and particularly indigenous women’s – access to political power. Despite legislative provision to raise levels of women’s candidacy for local political office, recurrent stereotyping and devaluation of female subjects restricts their access to decentralized government. Current Ecuadorian electoral law for local elections (ie. municipalities, Mayors, Provincial councils, and Rural Parochial Councils, Juntas Parroquiales Rurales[32]) requires political parties’ candidate lists to include at least 30 per cent women candidates. Law “2000-1” came into force for the first time in the May 2000 local elections, and in candidates lists 41.3 per cent were female (El Comercio 14.May.2000, A3). This represents a secular increase on previous elections during the 1970s and 1980s, when women represented between 6 and 14 per cent of mayoral candidates (Arboleda 1993: 25). In Andean provinces with high concentrations of indigenous populations, the representation of female candidates was even higher than the national average. In the southern province of Cañar, for example, 52 per cent of provincial candidates, 49 per cent of municipal candidates and 39.9 per cent of Rural Parochial council candidates were women. Similarly, in the central province of Chimborazo, 50%, 50% and 40% of the provincial, municipal and JPR candidates respectively were female (El Comercio, 14.May.2000, A3).

However, despite these historically high rates of female candidacy, the electoral results were less than encouraging. Just under twenty-five per cent of those elected in the sectional elections were women, including 8 female mayors but no female prefecturas (provincial leaders) (El Comercio 29.June.2000; Hoy 25 July 2000). Indigenous women were among the victors: graduates of ECUARUNARI’s indigenous women’s training programme took 6 urban seats, from councils to Parochial Rural councils (JPRs) (Interview with Chuma, 2000; Chuma and Palacios 2000). Nevertheless, women tended to be elected as local councillors and as JPR representatives, that is the lower ranking posts with less control over budgets and management. The general lack of female mayorships (exceptions are shown on the Map) indicates an underlying marginalization of female candidates, placing them in electable positions in the least important posts. Such exclusion from winnable positions operates despite the extensive experience of female candidates in political activity, whether in social movements or community associations. One female candidate for concejal in Cotocachi for example had traveled widely as a representative of the FENOCIN federation (Interview with FENOCIN Women’s team, 2000). 

            Similar evidence of exclusionary political cultures is emerging from the Bolivian case, particularly regarding the issue of femininity. The emergence of indigenous municipalities is marked by the concerns of male indigenous leaders “to preserve [patriarchal] indigenous communities vis-à-vis the modern state” (Lind 1997 1216), a pattern reinforced by the state’s unwillingness to tackle gender issues in depth (Van Cott 2000b: 163, 188). In terms of formal representation, Bolivian women have seen a worsening of their position, with a drop in number of female mayors from 19 in 1993, to only 11 in 1995. Despite their demographic majority in the country, peasant and indigenous women did even worse, taking only 22 of a total of 135 female councillors’ seats in 1995 and 2 mayorships (op.cit: 188). As municipal funds have increased, so too male candidates showed greater interest in local elections and the monies associated with them, thereby displacing female candidates (Interview with Arias, 1999). Even in the civil associations, women’s interests in Bolivian local urban government have been marginalized through male-dominated organizations, despite valiant efforts to the contrary (Lind 1997: 1217).

            Evidence from across Latin America would suggest that female candidates are experienced activists in community and neighbourhood organizations. In a survey of Ecuador, Bolivia and six other Latin American countries, the majority of elected local female politicians had gained political recognition and support through previous “informal” political actions (Lind 1997: 1215; also Arboleda 1993). Despite such extensive political experience, however, cultural constructions of non-authoritative and apolitical femininity combined with “non-professional” status limit women’s candidature and election for the new municipalities in Ecuador and Bolivia.

            In summary to this section, I have argued that persistent combinations of racialized and gendered political cultures have restricted both the formulation of decentralizing legislation in the Andes, and impeded its potentially empowering effect on its target populations. Transnational agencies have worked with stereotypical images of indigenous peoples, while gender and development paradigms often misrepresent indigenous and gender concerns. Clashing representations of ethnic and gendered subjects obscure the underlying connections between race, gender and nation in shaping political outcomes.

 

VI   Conclusions

Transformations in the internal geopolitics and structure of Andean states, combined with new subjects and constituencies of a decentralized neo-liberal system has resulted in the emergence of a wave of municipal renovation, to quote Victor Hugo Torres (Torres 1999a: 21). Transnational connections, resulting in in-flows of resources, technical assistance and methods of organization, interface with the expanded personnel, political clout and – in certain cases – discourses and practice of democratic participatory planning, to form new spaces and subjects of indigenous and provincial territoriality and identity. Economic poverty combined with marginalization from commercial circuits and high-value production centres places development high on municipal agendas, although it is arguable whether their mobilization of social capital and transnational resources can mitigate these effects (Cf. Bebbington and Perrault 1999; Martinez 1999).

            Going beyond an analysis of the formal urban political structures and their capture by new subjects, the paper addresses the complex political cultures around such political institutions. The cultural politics of local government rest upon social expectations about figures of authority, and the ways in which those who command are associated with particular gender and ethnic attributes. I suggest that the legitimacy of municipal authorities arose out of their electoral strengths in areas where indigenous electorates have a choice of candidates, but that the operation of political authority in office remains difficult for indigenous and female leaders, due to persistent cultural values around politics and seniority. The cultural politics of legitimacy around notions of gender and ethnic-racial hierarchy are crucial for understanding the political implications of decentralization, and explain the limitations in such policies in bringing about social participation. Although women and indigenous peoples have increased their candidacy and – in the case of male indigenous - success in elections, their political authority often remains denied even in small communities where they had gained political experience. Formal political office still rests upon stereotypical attributes of political authority, relying on the embodiments and performance of political actors, rather than on intrinsic abilities.

In a comparative study of Colombia and Bolivia, Donna Lee van Cott (2000b: 276) argues that future experiments in indigenous autonomy are likely to be at the municipal level. I would suggest that we could extend that to the Ecuadorian example. Proposals from the Ecuadorian indigenous confederation CONAIE for a new law of indigenous communities, and the creation of “indigenous territorial circumscriptions” (CTIs, circunscripciones territoriales indigenas), both granting greater autonomy to indigenous peoples and settlements, are a key plank of indigenous demands after the 1998 Constitution. However, constitutional promises of new territorial rights for ethnic groups remain to be specified in (as yet unwritten) secondary legislation (Van Cott 2000a; CONAIE 2000). Currently, CONAIE and the other indigenous federations in Ecuador have before the National Congress proposals concerned with the proposed law of communities (under Valerio Grefa, Pachacutik), and the Indigenous Nationalities and Peoples law (CONAIE, 2000).

The political representation of urban – and also in the Andes, rural – populations have been profoundly reshaped in structure, if not always in content, by recent neo-liberal reforms. In practice, limits to decentralization in bringing about democratic governance and citizen participation in policy-making and development are numerous and all too real. Although successful decentralization requires a strong and solid state, Ecuador and Bolivia fall short of fulfilling these conditions (Martinez 1999). Critics point out that decentralization could lead to further marginalization of indigenous ethnic communities, whose lack of access to capital and state resources leave them out of the circuits of capital and assistance that provide development opportunities (ibid.). Rural and provincial areas remain under-resourced and more impoverished than major towns. What is certainly true is that transnational networks of municipalities and civil associations have become deeply embedded in the operations and discourses of urban politics, foreshadowing a shift in local government accountability. The geographical variability of development outcomes will increase as “successful” municipalities capture funds and others rely upon relatively limited state inputs and/or their own limited tax base.

            Drawing on recent evidence from Ecuador and Bolivia, my paper argues that municipal politics engages with questions about representation and democracy in post-liberal states. Neo-liberal agendas of decentralization have in practice initiated dynamic interactions between diverse constituencies and actors (including indigenous organizations, political parties, hybrid development agencies, and transnational agents). The political representation outcomes are shaped by new formal provision, although constrained by informal political cultures whose ramifications for local development agendas, multiculturalism and political reforms remain understudied. In the making and remaking of urban spaces, a complex interplay of national, international and local institutions are at work.

 

Sarah A. Radcliffe

1 December 2000

 

Figures and tables

 

Figure 1            Municipal decentralization under neo-liberalism in selected Andean countries

 

Figure 2            Municipal elections and indigenous representatives, May 2000 elections, Ecuador


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[1]               The dynamics of interaction between political authorities – and between political representatives and civil society – can demonstrate the complex politics of scale now underway, as well as the emergence of new subjects of politics (cf. Swyngedouw 2000b; Alvarez 1998).

[2]               Illiterate populations (illiterate in Spanish that is) were excluded from franchise until 1979 in Peru and Ecuador. Moreover, they have long been excluded from the national imagined community, comprising mestizos and ‘whites’ (Wade 1997).

[3]           (Hale 1994); (Andolina 1999).

[4]           (Van Cott 2000b), (Selverston 1997), (Andolina 1999).

[5]     In Ecuador, political gains have included the election of indigenous Congress members in the 1996 and 1998 elections, the appointment of indigenous in key government positions, and their contribution to the writing of the 1998 Constitution, see (Van Cott 2000a).

[6]           The literature on the indigenous movements of South America is vast and expanding rapidly. For an overview, see (Van Cott 1994), (Yashar 1999) and (Zamosc 1994). On reasons why Peru has not seen indigenous mobilization on the scale of other countries, see (Degregori 1998) and (Yashar 1996).

[7]           The material presented here results from an on-going research project entitled “ ‘We are all Indians?’ Transnational political communities in Ecuador and Bolivia”, funded by the ESRC (Economic and Social Research Council), from April 1999 to June 2001.

[8]               Rural-urban interaction intensified as service employment grew and rural livelihoods increasingly depended upon urban incomes. Daily rural migrants working in the urban informal sector contributed to growing rural-urban connections. In a survey carried out in the mid-1980s in Quito, Ecuador, it was found that one third of workers traveled daily into Quito for employment, mostly in the informal sector. Extrapolating from this, it was calculated that fully 10 per cent of the Quito EAP migrates every day. Wage labourers travelling to the Chapare, Bolivia, circulate on a constant basis between rural households and the “city”. Ecuadorian rural parishes survive by combining urban work, rural production with a “relative ruralization” (Torres 1999b: 93). Moreover, towns and cities have become increasingly multicultural, as migration and settlement of indigenous and Afro-Latin American populations have created large, culturally distinct interest groups. Bucking national (elite) expectations that they would relinquish an ethnic identity upon incorporation into urban economies and cultures, multicultural populations became adept at managing complex cultural settings characterized by hybridity and “bricolage(Colloredo-Mansfeld 1999; Atupaña 2000; García Canclini 1995). Consequently, the political interests and rights of rural and ethnically-marked subjects are no longer tied exclusively to rural areas and the “thin” modernist state that existed (Bengoa 1998). Whether in Quito, La Paz or Guayaquil, ethnic “archipelagos” represent the tying together of rural/urban interests into the political landscape, as do their rural counterpart organizations of comunas, cabildos or second-tier organizations. Indigenous associations are now forming in Guayaquil, Ecuador’s largest city and historically an area in which indigenous migrants hisorically disavowed indigenous identity, in favour of national mestizo identity. See (Atupaña 2000).

[9]               In the World Bank and Inter-American Development Bank among others, formal democratization is perceived as linked with a need for increased administrative transparency and accountability (Leftwich 1996).

[10]          The term “hybrid” highlights the mixing of different institutional histories and personnel. Hybrid development institutions represent the coming-together of individual professionals, skills and experiences from sectors that were previously separate, whether in the state (technocrats, centralized bureaucracies), non-governmental organizations or popular organizations (neighbourhood associations, peasant unions, indigenous communities organizations, etc.). Through 1960-1990 most regional NGOs were hostile to or at least critical of state development efforts. As institutional and political configurations change, staff, discourses and resources enter into innovatory networks (Radcliffe 2001). For example, the National Secretariat of Popular Participation in Bolivia, established under the Law of Popular Participation (1994) hired staff from independent and left-wing research institutes and NGOs in a reconfigured Ministry of Human Development (Van Cott 2000b: 180). 

[11]             Multilaterals argue that they are not involved in politics per se, although there is increasingly an acknowledgement of the need to take politics into account, see for example (Davis 2000).

[12]          Proyecto de Desarrollo de los pueblos indígenas y negros del Ecuador, that is Development Project for Indigenous and Black Peoples of Ecuador. 

[13]             However, only after three years did productive and social investment overtake cosmetic spending (Van Cott 2000b: 181-2).

[14]             Under the 1995 Ecuadorian “Ley de Regimen municipal y provincial” “autonomous sectional” authorities including municipalities were allotted 15% of state revenues.

[15]             I am grateful to Robert Andolina for pointing this out to me.

[16]             In an early anti-centralist impulse, the Association of Ecuadorian Municipalities (AME) made moves to allow adaptations to local circumstances.

[17]             These legal provisions included the 1992 law for cities over 1 million inhabitants (Carrión 1998); the 1993 “Law of state modernization, privatization and private sector provision of public services”. The 1998 “Law of decentralization of the state and social participation” ratified the functions of municipal and provincial councils, although arguably in a rather conservative fashion (Torres 1999a: 30).

[18]          The number of indigenous controlled municipalities in Bolivia is not easily calculable, due to peasant-indigenous designation of individuals, and the lack of an ‘indigenous party’. Nevertheless, of the 311 municipalities studied in 1996, 210 had indigenous-peasant councillors (concentrated in La Paz and Santa Cruz departments). Mayors are chosen by negotiation between leading parties, and have short terms of office (Albó 1999).

[19]             Information on the 2000 elections comes from the ICCI website, at http://www.nativeweb.org/elecciones 2000/, accessed on 13 September 2000.

[20]          The ex-Vice President of the main indigenous confederation CONAIE, Arturo Yumbay, became mayor in Guaranda, while Cesar Umaginga (leader of the provincial indigenous federation MIC) became prefecto in Cotopaxi.

[21]             The list included Inter-American Foundation, the Embassy of the Netherlands, Fundación Esquel-Ecuador, Pan-American Health Organization (PAHO), Swiss FOES, CARE, Plan International, and Ayuda Popular Noruega (Norwegian Popular Aid).

[22]             GTZ 2000, Portfolio actual de la GTZ en el Ecuador (published Quito).

[23]             The flagship World Bank project in Ecuador for indigenous (and black) peoples, Prodepine, aims to provide technical assistance for “development with identity” or ethno-development (Interviews with World Bank, Prodepine, 2000; (Davis 2000); van Nieuwkoop and Uquillas 2000). Prodepine works mostly with rural parish associations (OSGs), but now additionally partners some 14 indigenous municipalities, as well as a handful of cantonal and provincial governments (World Bank 1997; Interview with Ramón, 2000).

[24]          Interculturalism itself is a discursive component of complex transnational connections made by indigenous people in their movement’s agenda (Project notes, 2000).

[25]             The remit of municipal actions is thereby extended beyond the emphasis on social infrastructure, and is seen to complement work on local development by enhancing social capital.

[26]             The definition of interculturalism given by Ecuarunari the major Quichua federation of Ecuador is “finding imaginative solutions to changes in relations between different groups, from a vision of respect for difference and for unity within diversity” (quoted in (Muñoz 1999: 44). The same document goes on to make specific reference to municipal government, in which “it is necessary to understand municipal management and local development in relation to a relation of respect and dialogue between social groups and different actors” (ibid.). 

[27]             The case of Saquisilí is similar to Suscal in this regard.

[28]          Municipalities have also joined regional groupings in order to exchange experiences and wider support. For example, the Mesa de Concertacion del Consorcio Carchi de la Cuenca del rio El Angel, which also involved NGOs, and a development agency (Torres 1999a).

[29]             In the 1998 elections, the indigenous OSG won 1 consejal, and 1 deputy for Cotopaxi province. At the municipal level, elected indigenous representatives included the mayor, 3 Pachacutik councillors; there were also 2 DP councillors and 2 PSC (Larrea and Larrea 1999).

[30]             Personal communication, Donna Lee Van Cott, University of London, March 2000.

[31]             In this highly ethnically charged municipality, interculturalism of gender was clearly off the agenda; more research remains to be done on how masculinities are performed in more intercultural districts.

[32]             According to the Pachacutik party, JPRs were established in the 1998 Constitution as autonomous entities (separate from cabildo authorities), and hence require secondary legislation in order to clarify their functions and role. Discussions have been held between the Congressional commission on decentralization and the indigenous confederations CONAIE, FEINE and FENOCIN, in order to formulate this secondary legislation (El Comercio 9.May.2000, A6).